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Hold Brothers On-Line Investment Services, Inc., f/k/a, On-Line Investment Services

Hold Brothers On-Line Investment Services, Inc., f/k/a, On-Line Investment Services (CRD #36816, Jersey City, New Jersey) received a censure and fine of $41,000. According to the regulators, the firm forwarded commission checks to an individual who was not registered with the firm in any capacity and who performed various services for the firm. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C8A010034)

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