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Computer Clearing Services, Inc.

Computer Clearing Services, Inc. (CRD #20776, Glendale, California) receiveda censure and fine of $15,000. The firm was also required, within 30 business days, to revise its written supervisory procedures with respect to the applicable securities laws, regulations, and NASD rules concerning OATS. According to the findings, the firm transmitted OATS reports that contained inaccurate, incomplete, or improperly formatted data. The regulators also found that the firmís supervisory system did not provide for supervision adequately designed to achieve compliance with respect to applicable securities laws and regulations. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CLG050035)

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