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Chevy Chase Financial Services

Chevy Chase Financial Services (CRD #14894, Bethesda, Maryland) received a censure and fine of $10,000. According to the findings, the firm failed to establish, implement, and enforce written policies, procedures, and internal controls that were reasonably designed to achieve compliance with the Bank Secrecy Act and regulations promulgated thereunder. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C9A050016)

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