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Kenneth Steven Stovall

Kenneth Steven Stovall (CRD #1068508, Registered Representative, Hillsborough, California) received a censure and fine of $10,000. According to the findings, Stovall consented to the described sanctions and the entry of findings that he exercised discretion in the accounts of public customers without obtaining written authorization from the customers and acceptance of the account by his member firm. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C01040018)

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