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Transmittal Securities Corporation

Transmittal Securities Corporation (CRD #3602, New York, New York) received a censure and fine of $15,000. According to the findings, the firmís confirmations for debt securities failed to reflect the yield-toĖmaturity, and the firmís order tickets for debt securities failed to reflect a time of execution. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C10040128)

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