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International Corresponding Trading, Inc.

International Corresponding Trading, Inc. (CRD #37401, Jersey City, New Jersey) received a censure and fine of $12,500. According to the findings, the firm failed to submit required information to OATS. The regulators also found that the firmís supervisory system failed to provide for supervision reasonably designed to achieve compliance with applicable securities laws, regulations, and NASD rules concerning OATS submissions. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CMS040164)

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