Securites Fraud Attorneys SHEPHERD, SMITH & EDWARDS, LLP
stock fraud online consultations
Skip to main content
about Our Stock Attorneys contact stock lawyers securities arbitration questions Securities fraud news Broker Misconduct Resources and links about investment protection en Espanol
Free Consultation

or call

Herzog, Heine and Geduld

Herzog, Heine and Geduld (CRD #2186, Jersey City, New Jersey) received a censure and fine of $20,000. According to the findings, the firm incorrectly marked transactions in an NNM security as late to ACT. Additionally, the firm failed to preserve the memorandum of brokerage orders. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CMS000191)

Did Herzog, Heine and Geduld manage your investments?



If you would like one of our specialists to provide a free consultation, please let us know how to reach you:

 Your Name

 Your Phone

 Your Question / Situation