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Comprehensive Capital Corp.

Comprehensive Capital Corp. (CRD #6215, Westbury, New York) received a censure and fine of $10,000. According to the complaint, the firm engaged engaged in a pattern of late transaction reporting without exceptional circumstances by failing to report last sale reports and transactions to ACT within the required time after execution. Additionally, the firm failed to designate such transactions to ACT as late. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CMS000156)

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