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Donald & Co. Securities, Inc.

Donald & Co. Securities, Inc. (CRD #7776, Tinton Falls, New Jersey) received a censure and fine of $10,000. In addition, the firm was required to retain an independent consultant to review and make recommendations to improve the firmís net capital procedures. According to the complaint, the firm, while acting through an individual, failed to maintain the required minimum net capital. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C10970175)

Did Donald & Co. Securities, Inc. manage your investments?



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