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Interfirst Capital Corporation

Interfirst Capital Corporation (CRD #7659, Los Angeles, California) received a fine of $10,000 and was ordered to offer early redemption or rescission to all investors in a contingent offering. According to the complaint, the firm offered and sold investments in a contingent offering of securities but failed to deposit and hold customer funds in a separate escrow account until the minimum number of units were sold. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C02990023)

Did Interfirst Capital Corporation manage your investments?



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