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Robb Peck McCooey Clearing Corporation

Robb Peck McCooey Clearing Corporation (CRD #7432, New York, New York) received a censure and fine of $20,000. According to the findings, the firm failed, within 90 seconds of execution, to transmit through ACT, last sale reports of transactions in an NNM security. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CMS010037)

Did Robb Peck McCooey Clearing Corporation manage your investments?

 

 

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