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Inter-Dealer Brokers LLC

Inter-Dealer Brokers LLC (CRD #45502, New York, New York) received a censure and fine of $20,000. According to the findings, the firm failed, within 90 seconds of execution, to transmit through ACT last sale reports of transactions in OTC Equity securities, and failed to designate through ACT last sale reports as late. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CMS040061)

Did Inter-Dealer Brokers LLC manage your investments?



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