Keane Securities Co., Inc. (CRD #8452, New York, New York) received a censure and fine of $15,000. According to the findings, the firm failed, within 90 seconds of execution, to transmit through ACT last sale reports of transactions in eligible securities. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C10040024)
Did Keane Securities Co., Inc. manage your investments?
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