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Wien Securities, Corp.

Wien Securities, Corp. (CRD #10467, Jersey City, New Jersey) received a censure and fine of $20,000. According to the findings, the firm, while acting as a registered market maker in securities, failed to execute the orders upon presentment and thereby failed to honor its published quotation. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CMS030193)

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