Whitehorne & Company, Ltd. (CRD #28724, Smithfield, Rhode Island) was expelled from NASD membership. The sanction was based on findings that the firm submitted misleading and false information to NASD on a Form BD in connection with the application for a change of ownership. The firm accepted the censure but did not admit or deny the accusations. (NASD Case #C11020043)
Did Whitehorne & Company, Ltd. manage your investments?
SHEPHERD, SMITH & EDWARDS, LLP
Offices and Associates:
New York, Chicago, San Francisco, Dallas,
Houston, New Orleans, Phoenix,
and Mexico City.
Main Office: 1010 Lamar, Suite 900, Houston,
Tel. (713) 227-2400 - Fax. (713) 227-7215