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Whitehorne & Company, Ltd.

Whitehorne & Company, Ltd. (CRD #28724, Smithfield, Rhode Island) was expelled from NASD membership. The sanction was based on findings that the firm submitted misleading and false information to NASD on a Form BD in connection with the application for a change of ownership. The firm accepted the censure but did not admit or deny the accusations. (NASD Case #C11020043)

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