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Clark Street Capital, Inc.

Clark Street Capital, Inc. (CRD #38304, Alpharetta, Georgia) received a censure and fine of $15,000. According to the findings, the firm assisted in the operation of an unregistered broker/dealer by opening and maintaining day trading brokerage accounts for public customers of the unregistered broker/dealer. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CAF020068)

Did Clark Street Capital, Inc. manage your investments?



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