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Roan-Meyers Associates, LP

Roan-Meyers Associates, LP (CRD #34171, New York, New York) received a censure and fine of $27,500. According to the findings, the firm failed to disclose to public customers the existence of a potential control relationship between the firm and a public company. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C3A020053)

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