Securites Fraud Attorneys SHEPHERD, SMITH & EDWARDS, LLP
stock fraud online consultations
Skip to main content
about Our Stock Attorneys contact stock lawyers securities arbitration questions Securities fraud news Broker Misconduct Resources and links about investment protection en Espanol
Free Consultation

or call

Herzog, Heine, Geduld, LLC

Herzog, Heine, Geduld, LLC (CRD #2186, Jersey City, New Jersey) received a censure and fine of $20,000. According to the findings, the firm failed to report fully to NASD its short-interest positions in securities. The firm accepted the fine and censure but did not admit or deny the accusations.

Did Herzog, Heine, Geduld, LLC manage your investments?



If you would like one of our specialists to provide a free consultation, please let us know how to reach you:

 Your Name

 Your Phone

 Your Question / Situation