Securites Fraud Attorneys SHEPHERD, SMITH & EDWARDS, LLP
stock fraud online consultations
Skip to main content
about Our Stock Attorneys contact stock lawyers securities arbitration questions Securities fraud news Broker Misconduct Resources and links about investment protection en Espanol
Free Consultation

or call
1-800-259-9010


Citicorp Investment Services

Citicorp Investment Services (CRD #23988, Long Island City, New York) received a censure and fine of $25,000. According to the regulators, the firm failed to file Uniform Termination Notices for Securities Industry Registration (Forms U-5) within 30 days of termination of the associated persons. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CLI020011)

Did Citicorp Investment Services manage your investments?

 

 

If you would like one of our specialists to provide a free consultation, please let us know how to reach you:

 Your Name

 Your Phone

 Your Question / Situation