Comprehensive Capital Corp. (CRD #6215, Westbury New York) received a censure and fine of $10,000. According to the findings, the firm failed to execute orders presented at the firm's published bid or published offer in an amount up to its published quotation size. By doings so, the firm failed to honor its published quotation. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #CMS010011)
Did Comprehensive Capital Corp. manage your investments?
SHEPHERD, SMITH & EDWARDS, LLP
Offices and Associates:
New York, Chicago, San Francisco, Dallas,
Houston, New Orleans, Phoenix,
and Mexico City.
Main Office: 1010 Lamar, Suite 900, Houston,
Tel. (713) 227-2400 - Fax. (713) 227-7215