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Raymond James Financial Services, Inc.

Raymond James Financial Services, Inc. (CRD #6694, St. Petersburg, Florida) received a censure and fine of $10,000. According to the findings, the firm failed to report statistical and summary information concerning customer complaints. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C07020068)

Did Raymond James Financial Services, Inc. manage your investments?



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