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Divine Capital Markets LLC, f/n/a Level Jump Trading, Inc.

Divine Capital Markets LLC, f/n/a Level Jump Trading, Inc. (CRD #118212, New York, New York) received a censure and fine of $15,000. According to the findings, the firm failed to report the correct price of the transactions through ACT in last-sale reports of transactions in NASDAQ National Market(r) (NNM(r)), NASDAQ SmallCap, and OTC Equity Securities. Additionally, the NASD found that the firm failed to transmit through ACT last-sale reports of transactions in NNM and OTC Equity securities, and failed to display immediately customer limit orders in NASDAQ securities in its public quotation when each order was at a price that would have improved the firm's bid or offer in each security. The firm accepted the fine and censure but did not admit or deny the accusations. (NASD Case #C06020010)

Did Divine Capital Markets LLC, f/n/a Level Jump Trading, Inc. manage your investments?

 

 

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